4//SEC Filing
FARKAS ANDREW L 4
Accession 0001567619-20-006090
CIK 0001332551other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 4:30 PM ET
Size
10.5 KB
Accession
0001567619-20-006090
Insider Transaction Report
Form 4
FARKAS ANDREW L
Director
Transactions
- Purchase
Common Stock
2020-03-10+48,355→ 156,627 total - Purchase
Common Stock
2020-03-10+38,600→ 38,600 total(indirect: By Limited Liability Company) - Purchase
8.625% Series C Cumulative Redeemable Preferred Stock
2020-03-09+3,607→ 3,607 total(indirect: By Limited Liability Company)
Holdings
- 780,025(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]On March 9, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 3,607 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.790 to $25.00.
- [F2]The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.
- [F3]On March 10, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 38,600 shares of common stock of the Issuer at prices ranging from $10.07 to $10.415.
- [F4]On March 10, 2020, the reporting person purchased, in multiple transactions, a total of 48,355 shares of common stock of the Issuer at prices ranging from $10.005 to $10.46.
- [F5]Includes 27,700 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan.
- [F6]Shares are collectively held by Resource Capital Investor, LLC and Exantas Capital Manager Inc, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.
Documents
Issuer
Exantas Capital Corp.
CIK 0001332551
Entity typeother
IncorporatedSC
Related Parties
1- filerCIK 0001026285
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 4:30 PM ET
- Size
- 10.5 KB