4//SEC Filing
ICAHN CARL C 4
Accession 0001567619-20-006124
CIK 0000814453other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 6:44 PM ET
Size
17.6 KB
Accession
0001567619-20-006124
Insider Transaction Report
Form 4
ICAHN CARL C
10% Owner
Transactions
- Purchase
Common Stock ("Shares")
2020-03-10$13.57/sh+489,308$6,639,910→ 42,536,386 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-11$13.54/sh+1,168,230$15,817,834→ 43,704,616 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-09$13.15/sh+927,663$12,198,768→ 42,047,078 total(indirect: Please see all footnotes)
HIGH RIVER LIMITED PARTNERSHIP
10% Owner
Transactions
- Purchase
Common Stock ("Shares")
2020-03-11$13.54/sh+1,168,230$15,817,834→ 43,704,616 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-09$13.15/sh+927,663$12,198,768→ 42,047,078 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-10$13.57/sh+489,308$6,639,910→ 42,536,386 total(indirect: Please see all footnotes)
ICAHN PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock ("Shares")
2020-03-10$13.57/sh+489,308$6,639,910→ 42,536,386 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-11$13.54/sh+1,168,230$15,817,834→ 43,704,616 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-09$13.15/sh+927,663$12,198,768→ 42,047,078 total(indirect: Please see all footnotes)
ICAHN PARTNERS MASTER FUND LP
10% Owner
Transactions
- Purchase
Common Stock ("Shares")
2020-03-09$13.15/sh+927,663$12,198,768→ 42,047,078 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-10$13.57/sh+489,308$6,639,910→ 42,536,386 total(indirect: Please see all footnotes) - Purchase
Common Stock ("Shares")
2020-03-11$13.54/sh+1,168,230$15,817,834→ 43,704,616 total(indirect: Please see all footnotes)
Footnotes (6)
- [F1]High River Limited Partnership ("High River") directly beneficially owns 8,740,925 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 20,427,384 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 14,536,307 Shares.
- [F2]Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.
- [F3]Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- [F4]Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- [F5]Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- [F6]The above reporting persons controlled by Carl C. Icahn (the "Reporting Persons") may be deemed to be members of a "group" (within the meaning of Section 13(d)(3) of the Act), with Brett Icahn. None of the Reporting Persons has any pecuniary interest in any Shares beneficially owned by Brett Icahn, and each of the Reporting Persons disclaims beneficial ownership of such Shares.
Documents
Issuer
NEWELL BRANDS INC.
CIK 0000814453
Entity typeother
IncorporatedFL
Related Parties
1- filerCIK 0000921669
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 6:44 PM ET
- Size
- 17.6 KB