4//SEC Filing
Rubin Bruce L. 4
Accession 0001567619-20-006381
CIK 0001495222other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 12:46 PM ET
Size
5.6 KB
Accession
0001567619-20-006381
Insider Transaction Report
Form 4
Rubin Bruce L.
CFO, SEC, TREAS
Transactions
- Other
7.50% Series 2023 Term Preferred Stock
2020-03-12$25.06/sh−1,495$37,461→ 3,005 total
Holdings
- 3,978
Common Stock
Footnotes (1)
- [F1]On March 12, 2020 (the "Redemption Date"), Oxford Lane Capital Corp. (the "Issuer") redeemed 1,200,000 of the outstanding shares of the Issuer's 7.50% Series 2023 Term Preferred Stock (the "Shares"), which is traded on the NASDAQ Global Select Market under the ticker OXLCO, for a redemption price of $25.05729167, which represents the liquidation preference price of $25 per Share plus accrued but unpaid dividends of $0.05729167 per Share. 1,495 Shares beneficially owned by Mr. Rubin were redeemed as part of this redemption by the Issuer.
Documents
Issuer
Oxford Lane Capital Corp.
CIK 0001495222
Entity typeother
Related Parties
1- filerCIK 0001457589
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 12:46 PM ET
- Size
- 5.6 KB