Rubin Bruce L. 4
4 · Oxford Lane Capital Corp. · Filed Mar 16, 2020
Insider Transaction Report
Form 4
Rubin Bruce L.
CFO, SEC, TREAS
Transactions
- Other
7.50% Series 2023 Term Preferred Stock
2020-03-12$25.06/sh−1,495$37,461→ 3,005 total
Holdings
- 3,978
Common Stock
Footnotes (1)
- [F1]On March 12, 2020 (the "Redemption Date"), Oxford Lane Capital Corp. (the "Issuer") redeemed 1,200,000 of the outstanding shares of the Issuer's 7.50% Series 2023 Term Preferred Stock (the "Shares"), which is traded on the NASDAQ Global Select Market under the ticker OXLCO, for a redemption price of $25.05729167, which represents the liquidation preference price of $25 per Share plus accrued but unpaid dividends of $0.05729167 per Share. 1,495 Shares beneficially owned by Mr. Rubin were redeemed as part of this redemption by the Issuer.