ZERCHER MICHAEL 4
4 · 22nd Century Group, Inc. · Filed Mar 16, 2020
Insider Transaction Report
Form 4
ZERCHER MICHAEL
Chief Operating Officer
Transactions
- Award
Common Stock
2020-03-16+665,821→ 872,536 total
Holdings
- 100,000
Stock option (right to buy)
Exercise: $1.07From: 2019-09-09Exp: 2026-08-24→ Common Stock (100,000 underlying) - 68,000
Stock option (right to buy)
Exercise: $1.39Exp: 2027-05-24→ Common Stock (68,000 underlying) - 250,000
Stock option (right to buy)
Exercise: $1.07From: 2019-08-24Exp: 2026-08-24→ Common Stock (250,000 underlying) - 300,000
Stock option (right to buy)
Exercise: $1.07From: 2019-09-09Exp: 2026-08-24→ Common Stock (300,000 underlying) - 77,875
Stock option (right to buy)
Exercise: $2.76Exp: 2028-03-06→ Common Stock (77,875 underlying)
Footnotes (3)
- [F1]Restricted stock units which vest one-third on March 16, 2021, one-third on March 16, 2022 and one-third on March 16, 2023, subject to continued service by the Reporting Person with the Company.
- [F2]45,333 stock options are currently exercisable, with the remainder exercisable on April 1, 2020.
- [F3]25,959 stock options are currently exercisable, with 25,958 stock options exercisable on March 6, 2020 and March 6, 2021.