BARUCH THOMAS R 4
4 · CODEXIS, INC. · Filed Apr 3, 2020
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
BARUCH THOMAS R
Director10% Owner
Transactions
- Sale
Common Stock
2020-04-01$10.88/sh−7,500$81,576→ 45,540 total - Sale
Common Stock
2020-04-02$10.52/sh−7,500$78,866→ 38,040 total
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 9, 2019.
- [F2]This transaction was executed in multiple trades in prices ranging from $10.404 to $11.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $10.23 to $10.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.