4//SEC Filing
BARUCH THOMAS R 4
Accession 0001567619-20-007500
CIK 0001200375other
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:07 PM ET
Size
7.2 KB
Accession
0001567619-20-007500
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
BARUCH THOMAS R
Director10% Owner
Transactions
- Sale
Common Stock
2020-04-01$10.88/sh−7,500$81,576→ 45,540 total - Sale
Common Stock
2020-04-02$10.52/sh−7,500$78,866→ 38,040 total
Footnotes (3)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 9, 2019.
- [F2]This transaction was executed in multiple trades in prices ranging from $10.404 to $11.10, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]This transaction was executed in multiple trades in prices ranging from $10.23 to $10.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Documents
Issuer
CODEXIS, INC.
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001005563
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 4:07 PM ET
- Size
- 7.2 KB