AUERBACH PHILIP 4
4 · LINDBLAD EXPEDITIONS HOLDINGS, INC. · Filed Apr 7, 2020
Insider Transaction Report
Form 4
AUERBACH PHILIP
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2020-04-06+7,440→ 88,204 total - Exercise/Conversion
Restricted Stock Units
2020-04-06−7,440→ 0 total→ Common Stock (7,440 underlying) - Award
Common Stock
2020-04-06+12,498→ 97,925 total - Tax Payment
Common Stock
2020-04-06$3.70/sh−4,731$17,505→ 93,194 total - Tax Payment
Common Stock
2020-04-06$3.70/sh−2,777$10,275→ 85,427 total
Holdings
- 6,491
Restricted Stock Units
→ Common Stock (6,492 underlying) - 9,005
Restricted Stock Units
→ Common Stock (4,503 underlying)
Footnotes (4)
- [F1]Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash.
- [F2]The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
- [F3]The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
- [F4]The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.