4/A//SEC Filing
HILZINGER MATTHEW F 4/A
Accession 0001567619-20-008412
CIK 0000886128other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 4:27 PM ET
Size
9.8 KB
Accession
0001567619-20-008412
Insider Transaction Report
Form 4/AAmended
HILZINGER MATTHEW F
Director
Transactions
- Exercise/Conversion
Director Restricted Stock Unit
2020-04-13+14,367→ 0 total→ Common Stock (14,367 underlying) - Exercise/Conversion
Common Stock
2020-04-13+14,367→ 14,367 total
Holdings
- 28,560
Deferred Common Stock Units
→ Common Stock (28,560 underlying)
Footnotes (5)
- [F1]The Form 4 filed on April 13, 2020 reported that shares were withheld upon the vesting of certain Director Restricted Stock Units. Because those shares were withheld due to an inadvertent error and the withholding transaction has been reversed, this amendment is being filed to remove the reference to such withholding transaction and to properly report the number of shares vested and held by the reporting person.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.
- [F3]These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2020 and (ii) are to be settled in cash or in shares of FuelCell Energy common stock, at the discretion of the Compensation Committee.
- [F4]Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, each common stock unit is the economic equivalent of one share of FuelCell Energy common stock, payable to the reporting person in cash upon separation from service as a director.
- [F5]This amendment is also being filed to correct the number of Deferred Common Stock Units held by the reporting person as reported on the Form 4 filed on April 15, 2020. The Form 4 inadvertently omitted 8,738 deferred units granted to the reporting person on April 6, 2017 and April 5, 2018 and reported on Form 4s filed on April 10, 2017 and April 9, 2018. The Form 4 also inadvertently omitted 1,144 deferred units granted to the reporting person on August 5, 2015 and April 7, 2016 which were not previously reported.
Documents
Issuer
FUELCELL ENERGY INC
CIK 0000886128
Entity typeother
Related Parties
1- filerCIK 0001184017
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 4:27 PM ET
- Size
- 9.8 KB