LEITCH BRUCE THOMAS 4
4 · ALKALINE WATER Co INC · Filed May 4, 2020
Insider Transaction Report
Form 4
LEITCH BRUCE THOMAS
Director
Transactions
- Award
Common Stock
2020-04-30+25,000→ 25,000 total
Holdings
- 100,000
Stock Options
Exercise: $1.29From: 2017-04-28Exp: 2027-04-28→ Common (100,000 underlying) - 110,000
Stock Options
Exercise: $0.53From: 2021-04-03Exp: 2030-04-02→ Common (10,000 underlying)
Footnotes (3)
- [F1]1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
- [F2]1/3 of the options will vest on each anniversary date of the grant.
- [F3]25,000 shares of common stock of The Alkaline Water Company Inc. (the "Company") were granted as a restricted award under the Company's 2020 Equity Incentive Plan with immediate vesting.