BARUCH THOMAS R 4
4 · CODEXIS, INC. · Filed Jun 16, 2020
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
BARUCH THOMAS R
Director10% Owner
Transactions
- Sale
Common Stock
2020-06-12$10.61/sh−4,947$52,464→ 33,093 total
Footnotes (2)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 9, 2019.
- [F2]This transaction was executed in multiple trades in prices ranging from $10.51 to $10.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.