|4Jul 20, 4:22 PM ET

Arnold Zimmerman 4

4 · Turning Point Brands, Inc. · Filed Jul 20, 2020

Insider Transaction Report

Form 4
Period: 2020-07-16
Transactions
  • Award

    Common Stock

    2020-07-16+2,2652,265 total
Holdings
  • Common Stock

    (indirect: By Trust)
    62,592
Footnotes (3)
  • [F1]On April 8, 2020, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Standard Diversified, Inc ("SDI"). Only July 16, 2020 (the "Effective Time"), SDI merged with and into the Issuer.
  • [F2]These shares were received in exchange for 4,346 shares of SDI's Class A Common Stock.
  • [F3]Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4