FARKAS ANDREW L 4
4 · Exantas Capital Corp. · Filed Aug 4, 2020
Insider Transaction Report
Form 4
FARKAS ANDREW L
Director
Holdings
- 780,025(indirect: See Footnote)
Common Stock
- 38,600(indirect: By Limited Liability Company)
Common Stock
- 156,627
Common Stock
- 3,607(indirect: By Limited Liability Company)
8.625% Series C Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.
- [F2]Shares are collectively held by Resource Capital Investor, LLC and Resource Financial Fund Management, LLC, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes.