HANDOK, INC. 4
4 · Rezolute, Inc. · Filed Sep 28, 2020
Insider Transaction Report
Form 4
Rezolute, Inc.RZLT
HANDOK, INC.
10% Owner
Transactions
- Purchase
Common Shares
2020-09-25$0.45/sh+125,000$55,738→ 99,524,528 total
Footnotes (2)
- [F1]The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.45, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).