4//SEC Filing
Dorgan Byron L 4
Accession 0001567619-20-017752
CIK 0001200375other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:04 PM ET
Size
14.5 KB
Accession
0001567619-20-017752
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
Dorgan Byron L
Director
Transactions
- Sale
Common Stock
2020-10-08$13.49/sh−25,000$337,315→ 162,790 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-10-09−25,000→ 50,000 totalExercise: $10.63From: 2014-02-17Exp: 2021-02-16→ Common Stock (25,000 underlying) - Exercise/Conversion
Common Stock
2020-10-08$10.63/sh+25,000$265,750→ 187,790 total - Exercise/Conversion
Common Stock
2020-10-09$10.63/sh+25,000$265,750→ 187,790 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-10-08−25,000→ 75,000 totalExercise: $10.63From: 2014-02-17Exp: 2021-02-16→ Common Stock (25,000 underlying) - Sale
Common Stock
2020-10-09$13.54/sh−25,000$338,528→ 162,790 total
Footnotes (3)
- [F1]The shares which are the subject of this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated September 3, 2020 and were obtained by Mr. Dorgan pursuant to a certain stock option grant from Codexis, Inc. dated February 17, 2011 which expires on February 16, 2021.
- [F2]The transaction was executed in multiple trades in prices ranging from $12.94 to $13.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F3]The transaction was executed in multiple trades in prices ranging from $13.32 to $13.77, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Documents
Issuer
CODEXIS, INC.
CIK 0001200375
Entity typeother
Related Parties
1- filerCIK 0001513219
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 4:04 PM ET
- Size
- 14.5 KB