4//SEC Filing
HANDOK, INC. 4
Accession 0001567619-20-017784
CIK 0001509261other
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 11:32 AM ET
Size
7.7 KB
Accession
0001567619-20-017784
Insider Transaction Report
Form 4
Rezolute, Inc.RZLT
HANDOK, INC.
10% Owner
Transactions
- Purchase
Common Shares
2020-10-12$0.46/sh+125,000$58,113→ 100,649,528 total - Purchase
Common Shares
2020-10-13$23.35/sh+2,500$58,381→ 2,015,491 total
Footnotes (4)
- [F1]The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.44 to $0.4749, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.50 to $23.80, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3).
- [F4]Reflects 50:1 reverse stock split.
Documents
Issuer
Rezolute, Inc.
CIK 0001509261
Entity typeother
IncorporatedKorea, Republic of
Related Parties
1- filerCIK 0001798101
Filing Metadata
- Form type
- 4
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 11:32 AM ET
- Size
- 7.7 KB