Baxter Gregory H.A. 4
4 · Turning Point Brands, Inc. · Filed Oct 15, 2020
Insider Transaction Report
Form 4
Baxter Gregory H.A.
Director
Transactions
- Exercise/Conversion
Common Stock
2020-10-13$3.83/sh+31,296$119,864→ 46,380 total - Tax Payment
Common Stock
2020-10-13$30.75/sh−12,117$372,598→ 34,263 total - Exercise/Conversion
Option (2011)
2020-10-13−31,296→ 0 totalExercise: $3.83Exp: 2020-12-31→ Common Stock (31,296 underlying)
Holdings
- 14,344
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (14,344 underlying)
Footnotes (3)
- [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
- [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F3]The options vested and became exercisable as to 50% of the underlying shares on February 15, 2011, 16.68% of the underlying shares on December 31, 2011, 16.66% of the underlying shares on December 31, 2012 and the remaining 16.66% of the underlying shares on December 31, 2013.