4//SEC Filing
Baxter Gregory H.A. 4
Accession 0001567619-20-017875
CIK 0001290677other
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 5:30 PM ET
Size
9.9 KB
Accession
0001567619-20-017875
Insider Transaction Report
Form 4
Baxter Gregory H.A.
Director
Transactions
- Exercise/Conversion
Common Stock
2020-10-13$3.83/sh+31,296$119,864→ 46,380 total - Tax Payment
Common Stock
2020-10-13$30.75/sh−12,117$372,598→ 34,263 total - Exercise/Conversion
Option (2011)
2020-10-13−31,296→ 0 totalExercise: $3.83Exp: 2020-12-31→ Common Stock (31,296 underlying)
Holdings
- 14,344
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (14,344 underlying)
Footnotes (3)
- [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
- [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F3]The options vested and became exercisable as to 50% of the underlying shares on February 15, 2011, 16.68% of the underlying shares on December 31, 2011, 16.66% of the underlying shares on December 31, 2012 and the remaining 16.66% of the underlying shares on December 31, 2013.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001656520
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 5:30 PM ET
- Size
- 9.9 KB