4//SEC Filing
OFFENBACH RODGER 4
Accession 0001567619-20-021601
CIK 0001145255other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:17 PM ET
Size
8.2 KB
Accession
0001567619-20-021601
Insider Transaction Report
Form 4
OFFENBACH RODGER
Director
Transactions
- Sale
Common Stock
2020-12-24$8.82/sh−1,500$13,230→ 118,623 total - Sale
Common Stock
2020-12-23$9.04/sh−1,315$11,888→ 120,123 total
Holdings
- 8,902(indirect: By IRA)
Common Stock
- 6,370(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $9.01 to $9.04. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $8.81 to $8.86. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Documents
Issuer
HENNESSY ADVISORS INC
CIK 0001145255
Entity typeother
Related Parties
1- filerCIK 0001165093
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 5:17 PM ET
- Size
- 8.2 KB