OFFENBACH RODGER 4
4 · HENNESSY ADVISORS INC · Filed Dec 28, 2020
Insider Transaction Report
Form 4
OFFENBACH RODGER
Director
Transactions
- Sale
Common Stock
2020-12-24$8.82/sh−1,500$13,230→ 118,623 total - Sale
Common Stock
2020-12-23$9.04/sh−1,315$11,888→ 120,123 total
Holdings
- 8,902(indirect: By IRA)
Common Stock
- 6,370(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $9.01 to $9.04. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $8.81 to $8.86. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.