Filippi Shawn M 4
4 · Northwest Natural Holding Co · Filed Mar 2, 2021
Insider Transaction Report
Form 4
Filippi Shawn M
VP, CCO & Corp. Secretary
Transactions
- Exercise/Conversion
Common Stock
2021-03-01$45.74/sh+600$27,444→ 2,211.394 total - Sale
Common Stock
2021-03-01$48.23/sh−600$28,939→ 1,611.394 total - Exercise/Conversion
Employee Stock Option to Buy
2021-03-01−600→ 0 totalExercise: $45.74Exp: 2021-03-02→ Common Stock (600 underlying)
Holdings
- 6,837.27(indirect: See Footnote)
Common Stock
- 1,090.404(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]This transaction was part of a cashless exercise of stock options, executed in multiple trades on reported date with prices ranging from $48.20 to $48.285, resulting in an average price of $48.2317. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Continued share holdings are noted in Table 1.
- [F2]Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
- [F3]Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 16, 2021.
- [F4]The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.
- [F5]Options were granted as part of compensation for services. The options were exercised as a cashless exercise.