4//SEC Filing
Karp David 4
Accession 0001567619-21-005522
CIK 0001236997other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 3:57 PM ET
Size
32.4 KB
Accession
0001567619-21-005522
Insider Transaction Report
Form 4
COUNTERPATH CORPCPAH
Karp David
Chief Financial Officer
Transactions
- Other
Stock Options
2021-03-01$2.89/sh−50,000$144,500→ 0 totalExercise: $2.89From: 2017-12-14Exp: 2022-12-14→ Common (50,000 underlying) - Other
Stock Options
2021-03-01$2.40/sh−20,000$48,000→ 0 totalExercise: $2.40From: 2016-07-14Exp: 2021-07-14→ Common (20,000 underlying) - Other
Deferred Share Units
2021-03-01−203,198→ 0 total→ Common (203,198 underlying) - Other
Common Shares
2021-03-01$3.49/sh−32,894.638$114,802→ 0 total
Holdings
- 32,894.638
Common Shares
- 20,000
Stock Options
Exercise: $2.40From: 2016-07-14Exp: 2021-07-14→ Common (20,000 underlying) - 20,672.5
Deferred Share Units
From: 2011-07-25→ Common (5,405.4 underlying) - 30,945.6
Deferred Share Units
From: 2014-07-11→ Common (6,048.4 underlying) - 46,992
Deferred Share Units
From: 2016-07-14→ Common (8,076 underlying) - 83,198
Deferred Share Units
From: 2018-07-26→ Common (22,830 underlying) - 123,198
Deferred Share Units
From: 2018-12-14→ Common (40,000 underlying) - 203,198
Deferred Share Units
From: 2021-09-25→ Common (30,000 underlying) - 13,064.5
Deferred Share Units
From: 2010-06-18→ Common (5,000 underlying) - 15,267.1
Deferred Share Units
From: 2011-03-10→ Common (2,202.6 underlying) - 22,383.3
Deferred Share Units
From: 2012-07-19→ Common (1,710.8 underlying) - 24,897.2
Deferred Share Units
From: 2013-07-25→ Common (2,513.9 underlying) - 38,916
Deferred Share Units
From: 2015-07-17→ Common (7,970.4 underlying) - 60,368
Deferred Share Units
From: 2017-07-14→ Common (13,376 underlying) - 173,198
Deferred Share Units
From: 2019-11-04→ Common (50,000 underlying) - 50,000
Stock Options
Exercise: $2.89From: 2017-12-14Exp: 2022-12-14→ Common (50,000 underlying) - 8,064.5
Deferred Share Units
From: 2009-12-14→ Common (8,065.5 underlying)
Footnotes (4)
- [F1]Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
- [F2]In connection with a merger with a subsidiary of Alianza, Inc. (the "Merger"), the stock options were cancelled and the Reporting Person received the net amount of $3.49 less the exercise price, less any withholding for the vested options.
- [F3]Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
- [F4]In connection with the Merger, the common shares were acquired for $3.49 per common share and the deferred share units were cancelled in exchange for $3.49 per deferred share unit.
Documents
Issuer
COUNTERPATH CORP
CIK 0001236997
Entity typeother
Related Parties
1- filerCIK 0001312833
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 3:57 PM ET
- Size
- 32.4 KB