4//SEC Filing
Kane Matthew Ryan 4
Accession 0001567619-21-005686
CIK 0001755953other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 9:32 PM ET
Size
15.4 KB
Accession
0001567619-21-005686
Insider Transaction Report
Form 4
Akerna Corp.KERN
Kane Matthew Ryan
Director
Transactions
- Exercise/Conversion
Common Shares
2021-02-09+532→ 532 total - Exercise/Conversion
Common Shares
2021-02-09+1,382→ 1,914 total - Exercise/Conversion
Common Shares
2021-02-09+1,854→ 3,768 total - Exercise/Conversion
Restricted Stock Units
2021-02-09−532→ 0 total→ Common Shares (532 underlying) - Exercise/Conversion
Restricted Stock Units
2021-02-09−1,382→ 0 total→ Common Shares (1,382 underlying) - Exercise/Conversion
Restricted Stock Units
2021-02-09−1,854→ 0 total→ Common Shares (1,854 underlying)
Holdings
- 261,750(indirect: By LLC)
Common Shares
Footnotes (5)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
- [F2]Held by Jud Wiebe Fund, LLC and Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
- [F3]The RSUs were granted on October 7, 2019, and vested as follows: 133 on October 7, 2019; 133 on December 31, 2019; 133 on March 31, 2020; and 133 on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
- [F4]The RSUs were granted on January 28, 2020, and vested as follows: 460 RSUs vested on January 28, 2020, 461 RSUs vested on March 31, 2020, and 461 RSU vested on June 30, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
- [F5]The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of all vested RSUs occurred on February 9, 2021.
Documents
Issuer
Akerna Corp.
CIK 0001755953
Entity typeother
Related Parties
1- filerCIK 0001780327
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 9:32 PM ET
- Size
- 15.4 KB