Herman Russ M 4

4 · Esquire Financial Holdings, Inc. · Filed Mar 16, 2021

Form 4

Period: 2021-03-15

Director

Transactions

Tax Payment
Common Stock
2021-03-15$24.69/sh−11,255$277,886→ 61,496 total
Tax Payment
Common Stock
2021-03-15$24.69/sh−8,100$199,989→ 69,396 total
Exercise/Conversion
Stock Options
2021-03-15−16,000→ 4,000 total
Exercise: $12.50From: 2017-09-01Exp: 2026-09-01→ Common Stock (16,000 underlying)
Exercise/Conversion
Stock Options
2021-03-15−22,231→ 0 total
Exercise: $12.50From: 2016-09-01Exp: 2025-09-01→ Common Stock (22,231 underlying)
Exercise/Conversion
Common Stock
2021-03-15$12.50/sh+16,000$200,000→ 77,496 total
Exercise/Conversion
Common Stock
2021-03-15$12.50/sh+22,231$277,888→ 72,751 total

Holdings

Stock Options
Exercise: $20.85From: 2021-12-16Exp: 2030-12-16→ Common Stock (2,000 underlying)
2,000
Stock Options
Exercise: $24.90From: 2019-12-10Exp: 2028-12-10→ Common Stock (1,500 underlying)
1,500

Footnotes (6)

[F1]Includes shares of restricted stock which vest in three equal annual installments commencing on January 23, 2022.
[F2]Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
[F3]Stock options are fully vested.
[F4]Stock options vest at a rate of 20% per year commencing on September 1, 2017.
[F5]Stock options vest in three equal annual installments commencing on December 10, 2019.
[F6]Stock options vest in three equal annual installments commencing on December 16, 2021.

Documents

1 file