Berkeley Lights, Inc.|4Mar 16, 9:14 PM ET

Holt Shaun 4

4 · Berkeley Lights, Inc. · Filed Mar 16, 2021

Insider Transaction Report

Form 4

Period: 2021-03-12

Berkeley Lights, Inc.BLI

Holt Shaun

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2021-03-12$2.10/sh+52,083$109,374→ 116,729 total
Exercise/Conversion
Common Stock
2021-03-12$11.06/sh+13,546$149,819→ 171,231 total
Sale
Common Stock
2021-03-12$53.93/sh−86,201$4,648,785→ 85,030 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-03-12−13,546→ 36,454 total
Exercise: $11.06Exp: 2030-03-04→ Common Stock (13,546 underlying)
Sale
Common Stock
2021-03-12$54.08/sh−1,336$72,254→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-03-12−52,083→ 47,917 total
Exercise: $2.10Exp: 2027-11-01→ Common Stock (52,083 underlying)
Exercise/Conversion
Common Stock
2021-03-12$2.26/sh+63,310$143,081→ 64,646 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-03-12−40,956→ 59,044 total
Exercise: $6.26Exp: 2029-02-06→ Common Stock (40,956 underlying)
Exercise/Conversion
Common Stock
2021-03-12$6.26/sh+40,956$256,385→ 157,685 total
Sale
Common Stock
2021-03-12$54.27/sh−83,659$4,539,864→ 1,371 total
Sale
Common Stock
2021-03-12$55.13/sh−35$1,930→ 1,336 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-03-12−63,310→ 174,390 total
Exercise: $2.26Exp: 2025-11-30→ Common Stock (63,310 underlying)

Footnotes (8)

[F1]Includes 1,336 shares purchased pursuant to the Berkeley Lights, Inc.'s (the "Company") employee stock purchase plan.
[F2]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.12 to $54.1148. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.12 to $55.05. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $54.25. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]The stock option is currently exercisable.
[F6]The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments until fully vested on November 2, 2021.
[F7]The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments until fully vested on February 7, 2023.
[F8]The stock option is partially vested and will vest with respect to the remaining shares in equal monthly installments until fully vested on February 1, 2024.

Documents

1 file

4
doc1.xmlPrimary
FORM 4