NEIS DOUGLAS A 4

Accession 0001567619-21-006709

CIK 0000062234other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 6:49 PM ET

Size

28.5 KB

Accession

0001567619-21-006709

Form 4

Period: 2021-03-17

CFO and Treasurer

Transactions

Exercise/Conversion
Common Stock
2021-03-17$10.00/sh+13,500$135,000→ 51,523 total
Exercise/Conversion
Common Stock
2021-03-17$13.04/sh+21,000$273,840→ 92,023 total
Exercise/Conversion
Stock Option (right to buy) (granted 7/30/13)
2021-03-17−21,000→ 0 total
Exercise: $13.04Exp: 2023-07-30→ Common Stock (21,000 underlying)
Tax Payment
Common Stock
2021-03-17$23.32/sh+38,620$900,618→ 53,403 total
Sale
Common Stock
2021-03-17$23.29/sh−25,000$582,258→ 35,958 total(indirect: By Trust)
Exercise/Conversion
Stock Option (right to buy) (granted 7/31/12)
2021-03-17−19,500→ 0 total
Exercise: $13.12Exp: 2022-07-31→ Common Stock (19,500 underlying)
Exercise/Conversion
Common Stock
2021-03-17$13.12/sh+19,500$255,840→ 71,023 total
Exercise/Conversion
Stock Option (right to buy) (granted 7/26/11)
2021-03-17−13,500→ 0 total
Exercise: $10.00Exp: 2021-07-26→ Common Stock (13,500 underlying)

Holdings

Stock Option (right to buy) (granted 2/26/19)
Exercise: $41.90Exp: 2029-02-26→ Common Stock (21,900 underlying)
21,900
Stock Option (right to buy) (granted 2/25/20)
Exercise: $28.88Exp: 2030-02-25→ Common Stock (36,400 underlying)
36,400
Stock Option (right to buy) (granted 7/29/14)
Exercise: $18.34Exp: 2024-07-29→ Common Stock (16,400 underlying)
16,400
Stock Option (right to buy) (granted 7/28/15)
Exercise: $20.26Exp: 2025-07-28→ Common Stock (17,400 underlying)
17,400
Stock Option (right to buy) (granted 3/1/16)
Exercise: $18.68Exp: 2026-03-01→ Common Stock (11,150 underlying)
11,150
Stock Option (right to buy) (granted 2/28/17)
Exercise: $31.20Exp: 2027-02-28→ Common Stock (16,500 underlying)
16,500
Stock Option (right to buy) (granted 5/8/20)
Exercise: $12.71Exp: 2030-05-08→ Common Stock (20,000 underlying)
20,000
Stock Option (right to buy) (granted 2/27/18)
Exercise: $27.00Exp: 2028-02-27→ Common Stock (23,500 underlying)
23,500
Stock Option (right to buy)(granted 3/9/21)
Exercise: $21.84Exp: 2031-03-09→ Common Stock (45,200 underlying)
45,200

Footnotes (3)

[F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $23.12 to $23.41. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
[F2]The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
[F3]The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.

Documents

1 file

MARCUS CORP

CIK 0000062234

Entity typeother