ZERCHER MICHAEL 4
4 · 22nd Century Group, Inc. · Filed Mar 23, 2021
Insider Transaction Report
Form 4
ZERCHER MICHAEL
Chief Operating Officer
Transactions
- Award
Stock option (right to buy)
2021-03-19+85,000→ 85,000 totalExercise: $3.20Exp: 2031-03-19→ Common Stock (85,000 underlying) - Disposition to Issuer
Restricted Stock Units
2021-03-23−215,821→ 1,088,132 total - Award
Restricted Stock Units
2021-03-19+450,000→ 1,303,953 total
Holdings
- 300,000
Stock option (right to buy)
Exercise: $1.07From: 2019-09-09Exp: 2026-08-24→ Common Stock (300,000 underlying) - 100,000
Stock option (right to buy)
Exercise: $1.07From: 2019-09-09Exp: 2026-08-24→ Common Stock (100,000 underlying) - 68,000
Stock option (right to buy)
Exercise: $1.39From: 2020-04-01Exp: 2027-05-24→ Common Stock (68,000 underlying) - 250,000
Stock option (right to buy)
Exercise: $1.07From: 2019-08-24Exp: 2026-08-24→ Common Stock (250,000 underlying) - 77,875
Stock option (right to buy)
Exercise: $2.76From: 2021-03-06Exp: 2028-03-06→ Common Stock (77,875 underlying)
Footnotes (3)
- [F1]The restricted stock units vest 1/3 per year on March 19, 2022, 2023 and 2024, subject to continued service with the Company.
- [F2]Forfeiture of restricted stock units to the issuer for no value.
- [F3]Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.