Zovio Inc·4

Mar 31, 7:18 PM ET

Thompson Diane Louise 4

4 · Zovio Inc · Filed Mar 31, 2021

Insider Transaction Report

Form 4
Period: 2021-03-29
Thompson Diane Louise
SVP,General Counsel & Secy
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-2911,13722,273 total
    Common Stock (11,137 underlying)
  • Exercise/Conversion

    Common Stock

    2021-03-29+28,364131,408 total
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-297,57815,154 total
    Common Stock (7,578 underlying)
  • Tax Payment

    Common Stock

    2021-03-29$4.25/sh9,810$41,693121,598 total
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-292,8770 total
    Common Stock (2,877 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2021-03-296,7726,772 total
    Common Stock (6,772 underlying)
Footnotes (6)
  • [F1]On March 29, 2021, 28,364 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  • [F3]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2017.
  • [F4]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2018.
  • [F5]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019.
  • [F6]Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4