Home/Filings/4/0001567619-21-008948
4//SEC Filing

KEAY AARON 4

Accession 0001567619-21-008948

CIK 0001532390other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 3:15 PM ET

Size

10.0 KB

Accession

0001567619-21-008948

Insider Transaction Report

Form 4
Period: 2021-03-31
KEAY AARON
Director
Transactions
  • Award

    Common Stock

    2021-04-30+200,000200,000 total
  • Award

    Stock Options

    2021-03-31$1.09/sh+250,000$272,500850,000 total
    Exercise: $1.09From: 2021-03-31Exp: 2031-03-31Common (250,000 underlying)
Holdings
  • Stock Options

    Exercise: $0.53From: 2020-04-03Exp: 2030-04-02Common (250,000 underlying)
    600,000
  • Stock Options

    Exercise: $1.29From: 2017-04-28Exp: 2027-04-28Common (350,000 underlying)
    350,000
Footnotes (4)
  • [F1](1) 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
  • [F2]50% vest on April 3, 2020 and 50% vest on April 3, 2021.
  • [F3]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.
  • [F4]50% vest on March 31, 2021 and 50% vest on March 31, 2022.

Documents

1 file

Issuer

ALKALINE WATER Co INC

CIK 0001532390

Entity typeother

Related Parties

1
  • filerCIK 0001731858

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 3:15 PM ET
Size
10.0 KB