GUARINO DAVID 4
4 · ALKALINE WATER Co INC · Filed May 4, 2021
Insider Transaction Report
Form 4
GUARINO DAVID
DirectorCFO Secretary Treasurer
Transactions
- Award
Common Stock
2021-04-30+100,000→ 2,009,300 total - Award
Stock Options
2021-03-31$1.09/sh+200,000$218,000→ 350,000 totalExercise: $1.09From: 2021-03-31Exp: 2031-03-31→ Common (200,000 underlying)
Holdings
- 150,000
Stock Options
Exercise: $0.53From: 2020-04-03Exp: 2030-04-02→ Common (150,000 underlying) - 1,909,300
Common Stock
Footnotes (3)
- [F1]50% vest on April 3, 2020 (the "Date of Grant") and 50% vest on the one year anniversary of the Date of Grant.
- [F2]These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2021 upon vesting.
- [F3]50% vest on March 31, 2021 and 50% vest on March 31, 2022.