|4May 6, 6:46 AM ET

Baxter Gregory H.A. 4

4 · Turning Point Brands, Inc. · Filed May 6, 2021

Insider Transaction Report

Form 4
Period: 2021-05-04
Transactions
  • Award

    Restricted Stock Units (2021)

    2021-05-04+1,4641,464 total
    Exercise: $47.86From: 2022-05-04Exp: 2022-05-04Common Stock (1,464 underlying)
Holdings
  • Common Stock

    34,263
  • Options (2014)

    Exercise: $3.83Exp: 2024-08-08Common Stock (14,344 underlying)
    14,344
Footnotes (3)
  • [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
  • [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
  • [F3]Granted pursuant to the issuer's 2021 Equity Incentive Plan.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4