4/A//SEC Filing
Haas Peter E. Jr. 4/A
Accession 0001567619-21-009528
CIK 0000094845other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 1:57 PM ET
Size
23.4 KB
Accession
0001567619-21-009528
Insider Transaction Report
Form 4/AAmended
Haas Peter E. Jr.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2021-05-06$30.21/sh−106,731$3,224,440→ 0 total(indirect: See Footnote) - Conversion
Class A Common Stock
2021-05-05+71,173→ 71,173 total(indirect: See footnote) - Sale
Class A Common Stock
2021-05-05$30.29/sh−71,173$2,155,965→ 0 total(indirect: See Footnote) - Conversion
Class A Common Stock
2021-05-06+106,731→ 106,731 total(indirect: See footnote) - Conversion
Class B Common Stock
2021-05-05−71,173→ 24,824,924 total(indirect: See Footnote)→ Class A Common Stock (71,173 underlying) - Conversion
Class B Common Stock
2021-05-06−106,731→ 24,718,193 total(indirect: See Footnote)→ Class A Common Stock (106,731 underlying)
Footnotes (7)
- [F1]Represents the conversion of Class B Common Stock into Class A Common Stock.
- [F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F3]The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
- [F4]Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- [F5]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.46 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.
- [F6]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.40 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.
- [F7]The original Form 4, filed on May 7, 2021, is being amended by this form 4 amendment solely to correct an administrative error, which mis-reported the Number of Derivative Securities Beneficially Owned Following Transactions in Table II, Item 9, for the transaction reported for May 6, 2021.
Documents
Issuer
LEVI STRAUSS & CO
CIK 0000094845
Entity typeother
Related Parties
1- filerCIK 0001768791
Filing Metadata
- Form type
- 4/A
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 1:57 PM ET
- Size
- 23.4 KB