4//SEC Filing
Pullar Andrew 4
Accession 0001567619-21-010100
CIK 0001011509other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 2:16 PM ET
Size
6.8 KB
Accession
0001567619-21-010100
Insider Transaction Report
Form 4
Pullar Andrew
Director
Transactions
- Award
Restricted Stock Units
2021-05-13+50,000→ 620,922 total→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Golden Minerals Company common stock. The Restricted Stock Units will vest on the first to occur of (i) the first anniversary of the grant date and (ii) a Change of Control as defined in Golden Minerals Company's 2009 Equity Incentive Plan.
- [F2]Shares of common stock represented by vested Restricted Stock Units will be issued to the reporting person effective on the date on which the reporting person ceases to be a member of the board of directors of Golden Minerals Company. The reporting person is director and managing partner of Sentient. Sentient, through the Sentient executive funds, holds shares of common stock of Golden Minerals Company. In accordance with certain Sentient internal requirements, the reporting person will remit the shares of common stock issued pursuant to the Restricted Stock Units that are received by the reporting person for serving on the Board of Directors of Golden Minerals Company as directed by Sentient at the time of issuance.
- [F3]Once shares of common stock represented by vested Restricted Stock Units are issued to the reporting person, the reporting person will indirectly own those shares of common stock. As such, the reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Golden Minerals Co
CIK 0001011509
Entity typeother
Related Parties
1- filerCIK 0001579884
Filing Metadata
- Form type
- 4
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 2:16 PM ET
- Size
- 6.8 KB