Yang Patrick Y 4
4 · CODEXIS, INC. · Filed Jun 17, 2021
Insider Transaction Report
Form 4
CODEXIS, INC.CDXS
Yang Patrick Y
Director
Transactions
- Award
Common Stock
2021-06-15+4,796→ 78,512 total - Sale
Common Stock
2021-06-16$20.31/sh−20,000$406,186→ 58,512 total
Footnotes (3)
- [F1]The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.
- [F2]The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2021.
- [F3]The shares were sold in multiple transactions at per share prices ranging from $19.70 to $20.65. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.