|4Jun 23, 4:56 PM ET

Angel Oak Mortgage Fund, LP 4

4 · Angel Oak Mortgage, Inc. · Filed Jun 23, 2021

Insider Transaction Report

Form 4
Period: 2021-06-21
Transactions
  • Other

    Common Stock

    2021-06-2115,724,0500 total
  • Other

    Common Stock

    2021-06-21+15,723,05015,724,050 total
Footnotes (2)
  • [F1]In connection with the completion of Issuer's initial public offering, as part of the Issuer's formation transactions: (a) the Issuer declared a stock dividend that resulted in the issuance of 15,723,050 shares of common stock to the Reporting Person; (b) the Reporting Person distributed the 15,724,050 shares of common stock it owned to its partners pursuant to the terms of its limited partnership agreement; and (c) the Reporting Person was terminated.
  • [F2]The general partner of Angel Oak Mortgage Fund, L.P. is Falcons I, LLC, whose sole members are Sreeniwas Prabhu and Michael Fierman, who may be deemed to be the beneficial owners of the shares of common stock held by Angel Oak Mortgage Fund, L.P. Messrs. Prabhu and Fierman disclaim beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of their pecuniary interest therein.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4