4//SEC Filing
KEAY AARON 4
Accession 0001567619-21-013040
CIK 0001532390other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 8:25 PM ET
Size
11.2 KB
Accession
0001567619-21-013040
Insider Transaction Report
Form 4
KEAY AARON
Director
Transactions
- Purchase
Subscription Receipts
2021-07-06$1.25/sh+1,000,000$1,250,000→ 1,000,000 total(indirect: Klutch Financial Corp.)Exercise: $1.05→ Units (1,000,000 underlying)
Holdings
- 350,000
Stock Options
Exercise: $1.29From: 2017-04-28Exp: 2027-04-28→ Common (350,000 underlying) - 850,000
Stock Options
Exercise: $1.09From: 2021-03-31Exp: 2031-03-31→ Common (250,000 underlying) - 200,000
Common Stock
- 600,000
Stock Options
Exercise: $0.53From: 2020-04-03Exp: 2030-04-02→ Common (250,000 underlying)
Footnotes (4)
- [F1](1) 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
- [F2]50% vest on April 3, 2020 and 50% vest on April 3, 2021.
- [F3]50% vest on March 31, 2021 and 50% vest on March 31, 2022.
- [F4]Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001731858
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 8:25 PM ET
- Size
- 11.2 KB