Haas Peter E. Jr. 4

4 · LEVI STRAUSS & CO · Filed Jul 16, 2021

Form 4

Period: 2021-07-14

10% Owner

Transactions

Conversion
Class A Common Stock
[F1][F2][F3]
2021-07-14+345,290→ 345,290 total(indirect: See footnote)
Sale
Class A Common Stock
[F4][F5][F3]
2021-07-14$29.80/sh−345,290$10,291,127→ 0 total(indirect: See Footnote)
Conversion
Class A Common Stock
[F1][F2][F3]
2021-07-15+51→ 51 total(indirect: See footnote)
Sale
Class A Common Stock
[F4][F6][F3]
2021-07-15$30.04/sh−51$1,532→ 0 total(indirect: See Footnote)
Conversion
Class B Common Stock
[F2][F1][F3]
2021-07-14−345,290→ 24,228,451 total(indirect: See Footnote)
→ Class A Common Stock (345,290 underlying)
Conversion
Class B Common Stock
[F2][F1][F3]
2021-07-15−51→ 24,228,400 total(indirect: See Footnote)
→ Class A Common Stock (51 underlying)

Footnotes (6)

[F1]Represents the conversion of Class B Common Stock into Class A Common Stock.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F3]The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
[F4]Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
[F5]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $30.07 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.
[F6]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.05 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

Signature

/s/ Joan L. Grant as Attorney-in-fact for Peter E. Haas, Jr.|2021-07-16

Documents

2 files