PREMIER FINANCIAL BANCORP INC·4

Sep 17, 5:21 PM ET

Whitt Katrina 4

4 · PREMIER FINANCIAL BANCORP INC · Filed Sep 17, 2021

Insider Transaction Report

Form 4
Period: 2021-09-17
Whitt Katrina
VP Human Resources
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-09-173,1250 total
    Exercise: $15.21Exp: 2027-03-15PFBI Common (3,125 underlying)
  • Disposition to Issuer

    PFBI Common Stock

    2021-09-1718,1300 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-09-173,1250 total
    Exercise: $15.12Exp: 2028-03-21PFBI Common (3,125 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-09-172,1000 total
    Exercise: $8.50Exp: 2030-03-18PFBI Common (2,100 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-09-173,1500 total
    Exercise: $15.57Exp: 2029-03-20PFBI Common (3,150 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2021-09-171,1270 total
    Exercise: $10.84Exp: 2026-03-16PFBI Common (1,127 underlying)
Footnotes (6)
  • [F1]PFBI Common Stock disposed pursuant to merger agreement between issuer and Peoples Bancorp Inc in exchange for 10,515 shares of Peoples common stock having a market value of $30.59 per share on the effective date of the merger.
  • [F2]This option, which provided for vesting in three equal annual installments beginning on 03/18/2021, was canceled in the merger in exchange for a cash payment of $19,383, representing the difference between the exercise price of the option and market value of Peoples common stock times the merger agreement exchange ratio of 0.58 shares for each PFBI common share in accordance with the merger agreement.
  • [F3]This option, which provided for vesting in three equal annual installments beginning on 03/20/2020, was canceled in the merger in exchange for a cash payment of $6,804, representing the difference between the exercise price of the option and market value of Peoples common stock times the merger agreement exchange ratio of 0.58 shares for each PFBI common share in accordance with the merger agreement.
  • [F4]This option, which vested over three-year period from 03/21/2018 grant date and were fully vested on 03/21/2021, was canceled in the merger in exchange for a cash payment of $8,156, representing the difference between the exercise price of the option and market value of Peoples common stock times the merger agreement exchange ratio of 0.58 shares for each PFBI common share in accordance with the merger agreement.
  • [F5]This option, which vested over three-year period from 03/15/2017 grant date and were fully vested on 03/15/2020, was canceled in the merger in exchange for a cash payment of $7,881, representing the difference between the exercise price of the option and market value of Peoples common stock times the merger agreement exchange ratio of 0.58 shares for each PFBI common share in accordance with the merger agreement.
  • [F6]This option, which vested over three-year period from 03/16/2016 grant date and were fully vested on 03/16/2019, was canceled in the merger in exchange for a cash payment of $7,766, representing the difference between the exercise price of the option and market value of Peoples common stock times the merger agreement exchange ratio of 0.58 shares for each PFBI common share in accordance with the merger agreement.

Documents

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    FORM 4