Turning Point Brands, Inc.·4/A

Oct 29, 2:19 PM ET

Reformina Luis 4/A

4/A · Turning Point Brands, Inc. · Filed Oct 29, 2021

Insider Transaction Report

Form 4/AAmended
Period: 2021-10-28
Reformina Luis
Sr VP, CFO
Transactions
  • Purchase

    Common Stock

    2021-10-28$37.97/sh+650$24,681650 total
Holdings
  • Options (2020)

    Exercise: $14.85Exp: 2030-03-18Common Stock (4,000 underlying)
    4,000
  • Options (2019)

    Exercise: $20.89Exp: 2029-10-24Common Stock (25,000 underlying)
    25,000
  • Options (2021)

    Exercise: $47.76Exp: 2031-05-03Common Stock (12,000 underlying)
    12,000
  • Options (2021)

    Exercise: $51.75Exp: 2031-02-18Common Stock (4,500 underlying)
    4,500
Footnotes (4)
  • [F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
  • [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
  • [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.
  • [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024.

Documents

1 file
  • 4
    doc1.xml

    FORM 4/A