Cantwell Wayne C 4
4 · Arteris, Inc. · Filed Oct 29, 2021
Insider Transaction Report
Form 4
Cantwell Wayne C
Director
Transactions
- Conversion
Common Stock
2021-10-29+38,760→ 38,760 total(indirect: By 401(k)) - Award
Common Stock
2021-10-26+8,333→ 208,333 total - Purchase
Common Stock
2021-10-29$18.75/sh+1$19→ 38,761 total(indirect: By 401(k)) - Conversion
Series A Preferred Stock
2021-10-29−38,760→ 38,760 total(indirect: By 401(k))→ Common Stock (38,760 underlying)
Footnotes (3)
- [F1]Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F2]Includes 8,333 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.
- [F3]Includes 58,333 restricted stock units.