4//SEC Filing
Rodgers Joel E. Sr. 4
Accession 0001567619-21-019074
CIK 0001640384other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 4:41 PM ET
Size
7.5 KB
Accession
0001567619-21-019074
Insider Transaction Report
Form 4
Rodgers Joel E. Sr.
Director
Transactions
- Award
Stock Option (right to buy)
2021-10-28+10,084→ 10,084 totalExercise: $5.95Exp: 2031-10-28→ Common Stock (10,084 underlying)
Holdings
- 20
Common Stock
- 100
Stock Option (right to buy)
Exercise: $500.00Exp: 2025-10-22→ Common Stock (100 underlying)
Footnotes (2)
- [F1]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date.
- [F2]This option is presently exercisable in full.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001654681
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 4:41 PM ET
- Size
- 7.5 KB