4//SEC Filing
Mills Frederick J 4
Accession 0001567619-21-019078
CIK 0001640384other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:01 PM ET
Size
6.2 KB
Accession
0001567619-21-019078
Insider Transaction Report
Form 4
Mills Frederick J
Director
Transactions
- Award
Stock Option (right to buy)
2021-10-28+12,605→ 12,605 totalExercise: $5.95Exp: 2031-10-28→ Common Stock (12,605 underlying)
Holdings
- 520
Common Stock
Footnotes (1)
- [F1]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001751906
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:01 PM ET
- Size
- 6.2 KB