4//SEC Filing
McCree Douglas I. 4
Accession 0001567619-21-019090
CIK 0001640384other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:17 PM ET
Size
7.5 KB
Accession
0001567619-21-019090
Insider Transaction Report
Form 4
McCree Douglas I.
Director
Transactions
- Award
Stock Option (right to buy)
2021-10-28+12,605→ 12,605 totalExercise: $5.95Exp: 2031-10-28→ Common Stock (12,605 underlying)
Holdings
- 100
Stock Option (right to buy)
Exercise: $500.00Exp: 2025-10-22→ Common Stock (100 underlying) - 410
Common Stock
Footnotes (2)
- [F1]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date.
- [F2]This option is presently exercisable in full.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001653720
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:17 PM ET
- Size
- 7.5 KB