Ventech Capital F 4
4 · Arteris, Inc. · Filed Nov 2, 2021
Insider Transaction Report
Form 4
Ventech Capital F
10% Owner
Transactions
- Conversion
Common Stock
2021-10-29+3,127,907→ 3,127,907 total - Conversion
Series A Preferred Stock
2021-10-29−3,127,907→ 3,127,907 total(indirect: See Footnote)→ Common Stock (3,127,907 underlying)
Footnotes (2)
- [F1]Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F2]The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.