SHAH AJAY 4
4 · SMART Global Holdings, Inc. · Filed Nov 2, 2021
Insider Transaction Report
Form 4
SHAH AJAY
Director
Transactions
- Sale
Ordinary Shares
2021-11-01$54.09/sh−20,478$1,107,557→ 222,513 total(indirect: See footnote) - Sale
Ordinary Shares
2021-10-29$53.50/sh−4,522$241,927→ 242,991 total(indirect: See footnote)
Holdings
- 54,908
Ordinary Shares
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.44, inclusive. The reporting person undertakes to provide to SMART Global Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]These securities are held through trusts and other entities for the benefit of Mr. Shah and his family. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.