Home/Filings/4/0001567619-21-020744
4//SEC Filing

LAZARAN FRANK 4

Accession 0001567619-21-020744

CIK 0001532390other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 3:19 PM ET

Size

12.1 KB

Accession

0001567619-21-020744

Insider Transaction Report

Form 4
Period: 2021-09-30
Transactions
  • Conversion

    Common Stock

    2021-09-30+50,00088,333 total
  • Conversion

    Warrants

    2021-09-30$1.25/sh+50,000$62,50050,000 total
    Exercise: $1.25From: 2021-09-30Exp: 2024-07-06Common (50,000 underlying)
  • Conversion

    Subscription Receipts

    2021-09-30$1.25/sh50,000$62,5000 total
    Exercise: $1.05Units (50,000 underlying)
Holdings
  • Stock Options

    Exercise: $1.09From: 2021-03-31Exp: 2031-03-31Common (50,000 underlying)
    50,000
  • Subscription Receipts

    Exercise: $1.05Units (50,000 underlying)
    50,000
  • Common Stock

    38,333
Footnotes (2)
  • [F1]50% vest on March 31, 2022 and 50% vest on March 31, 2023.
  • [F2]Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024.

Documents

1 file

Issuer

ALKALINE WATER Co INC

CIK 0001532390

Entity typeother

Related Parties

1
  • filerCIK 0001221888

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 3:19 PM ET
Size
12.1 KB