4//SEC Filing
Scott Randall John 4
Accession 0001567619-21-020841
CIK 0001419806other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:08 PM ET
Size
19.6 KB
Accession
0001567619-21-020841
Insider Transaction Report
Form 4
Scott Randall John
President and CEO
Transactions
- Exercise/Conversion
Common Shares
2021-11-17$0.04/sh+50,000$2,000→ 64,001 total - Sale
Common Shares
2021-11-18$1.08/sh−50,000$53,835→ 14,001 total - Exercise/Conversion
Common Shares
2021-11-18$0.04/sh+50,000$2,000→ 64,001 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-17−50,000→ 150,000 totalExercise: $0.04Exp: 2021-12-29→ Common Shares (50,000 underlying) - Sale
Common Shares
2021-11-17$1.26/sh−50,000$62,880→ 14,001 total - Sale
Common Shares
2021-11-17$1.14/sh−50,000$57,040→ 14,001 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-18−50,000→ 100,000 totalExercise: $0.04Exp: 2021-12-29→ Common Shares (50,000 underlying) - Exercise/Conversion
Common Shares
2021-11-17$0.04/sh+50,000$2,000→ 64,001 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-11-17−50,000→ 0 totalExercise: $0.04Exp: 2021-12-13→ Common Shares (50,000 underlying)
Footnotes (5)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.31, inclusive. The Reporting Person undertakes to provide to Rare Element Resources Ltd. ("Rare Element"), any security holder of Rare Element, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.20, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.16, inclusive. The Reporting Person undertakes to provide to Rare Element, any security holder of Rare Element, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.
- [F4]The option vested and became exercisable as follows: 25,000 on 12/13/2016, 12,500 on 3/31/2017, and 12,500 on 6/30/2017.
- [F5]The option vested and became exercisable as follows: 100,000 on 3/31/2017 and 100,000 on 6/30/2017.
Documents
Issuer
RARE ELEMENT RESOURCES LTD
CIK 0001419806
Entity typeother
Related Parties
1- filerCIK 0001537008
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:08 PM ET
- Size
- 19.6 KB