4//SEC Filing
Golden John Leonard 4
Accession 0001567619-21-022584
CIK 0001527469other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:32 PM ET
Size
18.6 KB
Accession
0001567619-21-022584
Insider Transaction Report
Form 4
Golden John Leonard
EVP and General Counsel
Transactions
- Exercise/Conversion
Class A Common Shares
2021-12-23+1,768→ 40,947 total - Tax Payment
Class A Common Shares
2021-12-23$78.71/sh−2,497$196,539→ 41,746 total - Exercise/Conversion
Restricted Stock Units
2021-12-23−1,509→ 1,509 total→ Class A Common Shares (1,509 underlying) - Exercise/Conversion
Class A Common Shares
2021-12-23+1,787→ 44,243 total - Exercise/Conversion
Restricted Stock Units
2021-12-23−1,768→ 0 total→ Class A Common Shares (1,768 underlying) - Exercise/Conversion
Class A Common Shares
2021-12-23+1,509→ 42,456 total - Exercise/Conversion
Restricted Stock Units
2021-12-23−1,787→ 3,574 total→ Class A Common Shares (1,787 underlying)
Footnotes (5)
- [F1]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2019 vesting start date. The vesting of the 1,768 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,604 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2019 to December 31, 2021. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F2]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2020 vesting start date. The vesting of the 1,509 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 9,053 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F3]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2021 vesting start date. The vesting of the 1,787 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 10,721 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F4]This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.
- [F5]This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.
Documents
Issuer
Athene Holding Ltd
CIK 0001527469
Entity typeother
Related Parties
1- filerCIK 0001836613
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 5:32 PM ET
- Size
- 18.6 KB