4//SEC Filing
Niemann Douglas Bartlett 4
Accession 0001567619-21-022585
CIK 0001527469other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 5:33 PM ET
Size
14.5 KB
Accession
0001567619-21-022585
Insider Transaction Report
Form 4
Niemann Douglas Bartlett
EVP and Chief Risk Officer
Transactions
- Exercise/Conversion
Class A Common Shares
2021-12-23+1,378→ 3,328 total - Exercise/Conversion
Restricted Stock Units
2021-12-23−1,378→ 1,378 total→ Class A Common Shares (1,378 underlying) - Exercise/Conversion
Class A Common Shares
2021-12-23+1,161→ 4,489 total - Tax Payment
Class A Common Shares
2021-12-23$78.71/sh−539$42,425→ 3,950 total - Exercise/Conversion
Restricted Stock Units
2021-12-23−1,161→ 2,324 total→ Class A Common Shares (1,161 underlying)
Footnotes (5)
- [F1]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2020 vesting start date. The vesting of the 1,378 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F2]Each RSU represents a contingent right to receive one Class A common share of the Issuer. The original grant of these RSUs was scheduled to vest in equal parts on each of the first three anniversaries of the January 1, 2021 vesting start date. The vesting of the 1,161 RSUs scheduled to vest on January 1, 2022 was accelerated and these RSUs settled on December 23, 2021. An additional 6,969 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2021 to December 31, 2023. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
- [F3]This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis.
- [F4]This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares.
- [F5]Includes an aggregate of 1,078 Class A common shares of the Issuer that were acquired under the Issuer's stock purchase plan in multiple lots on October 1, 2020, April 1, 2021, and January 4, 2021.
Documents
Issuer
Athene Holding Ltd
CIK 0001527469
Entity typeother
Related Parties
1- filerCIK 0001836389
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 5:33 PM ET
- Size
- 14.5 KB