4//SEC Filing
Thompson Cecil Ray JR 4
Accession 0001567619-22-001193
CIK 0001755953other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 3:21 PM ET
Size
22.7 KB
Accession
0001567619-22-001193
Insider Transaction Report
Form 4
Akerna Corp.KERN
Thompson Cecil Ray JR
Chief Operations Officer10% Owner
Transactions
- Award
Restricted Stock Units
2021-04-26+20,000→ 20,000 total→ Common Shares (20,000 underlying) - Exercise/Conversion
Restricted Stock Units
2021-08-04−6,250→ 12,500 total→ Common Shares (6,250 underlying) - Tax Payment
Common Shares
2021-08-04$3.30/sh−8,107$26,753→ 49,191 total - Exercise/Conversion
Common Shares
2021-08-04+6,250→ 52,298 total - Exercise/Conversion
Restricted Stock Units
2021-08-04−2,500→ 5,000 total→ Common Shares (2,500 underlying) - Exercise/Conversion
Common Shares
2021-08-04+6,679→ 46,048 total - Exercise/Conversion
Common Shares
2021-08-04+5,000→ 57,298 total - Exercise/Conversion
Restricted Stock Units
2021-08-04−6,679→ 13,358 total→ Common Shares (6,679 underlying) - Exercise/Conversion
Restricted Stock Units
2021-08-04−5,000→ 15,000 total→ Common Shares (5,000 underlying) - Exercise/Conversion
Common Shares
2021-08-04+2,500→ 39,369 total
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
- [F3]The restricted stock units were granted on October 17, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
- [F4]The restricted stock units were granted on October 24, 2019, and vest as follows: 1/4 on January 1, 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/2 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
- [F5]The restricted stock units were granted on January 28, 2020, and vest as follows: 1/4 on January 1 2020; 1/4 on January 1, 2021; 1/4 on January 1, 2022; and 1/4 on January 1, 2023; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
- [F6]The restricted stock units were granted on September 4, 2020 and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
Documents
Issuer
Akerna Corp.
CIK 0001755953
Entity typeother
Related Parties
1- filerCIK 0001805209
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 3:21 PM ET
- Size
- 22.7 KB