Thompson Cecil Ray JR 4
4 · Akerna Corp. · Filed Jan 14, 2022
Insider Transaction Report
Form 4
Akerna Corp.KERN
Thompson Cecil Ray JR
Chief Operations Officer10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-12-21−5,000→ 15,000 total→ Common Shares (5,000 underlying) - Purchase
Common Shares
2021-12-04$2.29/sh+655$1,500→ 50,311 total - Tax Payment
Common Shares
2021-12-21$2.00/sh−1,230$2,460→ 54,081 total - Purchase
Common Shares
2021-12-04$2.15/sh+465$1,000→ 49,656 total - Exercise/Conversion
Common Shares
2021-12-21+5,000→ 55,311 total
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- [F2]The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.