4//SEC Filing
Sozio Scott 4
Accession 0001567619-22-004554
CIK 0001755953other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:01 PM ET
Size
26.5 KB
Accession
0001567619-22-004554
Insider Transaction Report
Form 4
Akerna Corp.KERN
Sozio Scott
Director
Transactions
- Exercise/Conversion
Common Shares
2021-08-04+23,042→ 254,954 total - Exercise/Conversion
Common Shares
2021-08-04+2,500→ 257,454 total - Tax Payment
Common Shares
2021-08-04$3.30/sh−11,618$38,339→ 245,836 total - Exercise/Conversion
Common Shares
2021-12-21+29,210→ 275,046 total - Exercise/Conversion
Common Shares
2021-12-21+2,500→ 277,546 total - Award
Restricted Stock Units
2021-04-26+10,000→ 10,000 total→ Common Shares (10,000 underlying) - Exercise/Conversion
Restricted Stock Units
2021-08-04−23,042→ 69,124 total→ Common Shares (23,042 underlying) - Exercise/Conversion
Restricted Stock Units
2021-08-04−2,500→ 7,500 total→ Common Shares (2,500 underlying) - Award
Restricted Stock Units
2021-10-26+29,210→ 29,210 total→ Common Shares (29,210 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-21−29,210→ 0 total→ Common Shares (29,210 underlying) - Exercise/Conversion
Restricted Stock Uniyts
2021-12-21−2,500→ 7,500 total→ Common Shares (2,500 underlying) - Award
Common Shares
2021-04-26+2,976→ 231,912 total - Tax Payment
Common Shares
2021-12-21$2.00/sh−12,434$24,868→ 265,112 total
Footnotes (5)
- [F1]Represents grant of restricted stock units on April 26, 2021, with immediate vesting.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
- [F4]The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
- [F5]Represents restricted stock unit grant with immediate vesting.
Documents
Issuer
Akerna Corp.
CIK 0001755953
Entity typeother
Related Parties
1- filerCIK 0001403062
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 9:01 PM ET
- Size
- 26.5 KB