Home/Filings/4/0001567619-22-006398
4//SEC Filing

SHULDMAN BART C 4

Accession 0001567619-22-006398

CIK 0001017303other

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 5:20 PM ET

Size

18.4 KB

Accession

0001567619-22-006398

Insider Transaction Report

Form 4
Period: 2022-03-02
SHULDMAN BART C
DirectorChairman, President & CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2022-03-02+4,918104,855 total
  • Exercise/Conversion

    Common Stock

    2022-03-04+2,621107,476 total
  • Award

    Stock Option

    2022-03-02$9.10/sh+48,600$442,26048,600 total
    Exercise: $9.10From: 2023-03-02Exp: 2032-03-02Common Stock (48,600 underlying)
  • Award

    Restricted Stock Units

    2022-03-02+17,40017,400 total
    Common Stock (17,400 underlying)
  • Exercise/Conversion

    Performance Stock Units

    2022-03-027,27014,539 total
    Common Stock (7,270 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-03-043,87511,625 total
    Common Stock (3,875 underlying)
Holdings
  • Common Stock

    (indirect: Daughters)
    4,800
  • Common Stock

    (indirect: Mother)
    3,750
  • Common Stock

    (indirect: By Spouse)
    1,500
Footnotes (7)
  • [F1]Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.
  • [F2]The Restricted Stock Units convert to common stock on a one-for-one basis.
  • [F3]The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.
  • [F4]Shares of Performance Stock Units (PSU) issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, which vest in three equal installments on March 2, 2022, December 31, 2022 and December 31, 2023 and convert to common stock on a one-for-one basis on each vesting date. The PSUs were earned on a variable basis dependent upon level of achievement against a performance metric, which was based on terminals and software installed during the year ending December 31, 2021. The performance criteria was satisfied at the 82.6% level, which resulted in a payout of 56.5% of the PSAs granted during 2021.
  • [F5]Shares of Restricted Stock Units issued on March 4, 2021 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
  • [F6]Mr. Shuldman relinquished 2,352 shares of common stock of the 7,270 performance stock units that converted to common stock on March 2, 2022 in order to pay the required income and payroll taxes.
  • [F7]Mr. Shuldman relinquished 1,254 shares of common stock of the 3,875 restricted stock units that converted to common stock on March 4, 2022 in order to pay the required income and payroll taxes.

Documents

1 file

Issuer

TRANSACT TECHNOLOGIES INC

CIK 0001017303

Entity typeother

Related Parties

1
  • filerCIK 0001245706

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 5:20 PM ET
Size
18.4 KB