Atkinson Fraser 4

Accession 0001567619-22-006600

CIK 0001584547other

Filed

Mar 8, 7:00 PM ET

Accepted

Mar 9, 11:30 AM ET

Size

32.9 KB

Accession

0001567619-22-006600

Form 4

Period: 2021-12-10

DirectorCEO and Chairman10% Owner

Transactions

Purchase
Common Shares
2021-12-24$18.20/sh+5,000$91,000→ 1,153,766 total
Exercise of In-Money
Common Shares
2022-02-27$5.25/sh+85,714$449,999→ 1,253,766 total
Purchase
Common Shares
2021-12-24$11.20/sh+5,000$56,000→ 1,148,766 total
Exercise of In-Money
Common Shares
2022-01-25$5.25/sh+14,286$75,002→ 1,168,052 total
Exercise of In-Money
Common Shares
2022-03-03$4.20/sh+342,857$1,439,999→ 708,928 total(indirect: By LLC)
Exercise of In-Money
Stock Options
2022-01-25$5.25/sh−14,286$75,002→ 0 total
Exercise: $5.25From: 2017-02-02Exp: 2022-02-02→ Common (14,286 underlying)
Exercise of In-Money
Stock Options
2022-02-27$5.25/sh−85,714$449,999→ 0 total
Exercise: $5.25From: 2017-05-26Exp: 2022-05-26→ Common (85,714 underlying)
Award
Stock Options
2021-12-10$16.45/sh+50,000$822,500→ 207,143 total
Exercise: $16.45From: 2022-04-10Exp: 2026-12-10→ Common (50,000 underlying)
Exercise of In-Money
Warrants
2022-03-03$4.20/sh−342,857$1,439,999→ 0 total(indirect: By LLC)
Exercise: $4.20From: 2019-03-14Exp: 2022-03-14→ Common (342,857 underlying)

Holdings

Common Shares
1,143,766
Common Shares
(indirect: H. Atkinson ITF RR Atkinson)
17,858
Common Shares
(indirect: H. Atkinson ITF SS Atkinson)
17,858
Common Shares
(indirect: By LLC)
366,071
Stock Options
Exercise: $3.50From: 2019-02-12Exp: 2024-02-12→ Common (14,286 underlying)
28,572
Stock Options
Exercise: $20.00From: 2021-03-19Exp: 2025-11-19→ Common (100,000 underlying)
157,143
Stock Options
Exercise: $2.59From: 2020-01-30Exp: 2025-01-30→ Common (28,571 underlying)
57,143
Common Shares
(indirect: By Trust)
28,571
Common Shares
(indirect: Koko Financial Services Ltd.)
804,854
Stock Options
Exercise: $5.25From: 2017-02-02Exp: 2022-02-02→ Common (14,286 underlying)
14,286
Stock Options
Exercise: $5.25From: 2017-05-26Exp: 2022-05-26→ Common (85,714 underlying)
85,714
Stock Options
Exercise: $3.50From: 2018-05-04Exp: 2023-05-04→ Common (14,286 underlying)
14,286
Warrants
(indirect: By LLC)
Exercise: $4.20From: 2019-03-14Exp: 2022-03-14→ Common (342,857 underlying)
342,857

Footnotes (4)

[F1]Canadian dollars
[F2](5) The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the first anniversary of the date of grant, (iii) 25% after the second anniversary of the date of grant and (iv) 25% after the third anniversary of the date of grant.
[F3]These warrants were transferred to KFS Capital LLC. There is no change of beneficial ownership.
[F4]The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the six months from the date of grant, (iii) 25% nine months from the date of grant and (iv) 25% after the first anniversary of the date of grant.

Documents

1 file

GREENPOWER MOTOR Co INC.

CIK 0001584547

Entity typeother